I had an active brokerage account with IBKR and tried to move my self-directed Roth and Traditional IRAs from another broker to IBKR. They rejected both applications with no clear explanation.
When I filed a good-faith complaint with FINRA and the SEC to find out why, IBKR retaliated by shutting down my main brokerage account and blocking me from using other brokers that clear through IBKR — so they do the blocking behind the scenes.
To this day, IBKR cowardly refuses to give any real explanation for their retaliation, even though I’ve asked repeatedly and have an open FINRA case (#164093245298).
I do not want damages or to leave IBKR — I simply want to keep using my brokerage account and be allowed to open IRAs and use other brokers fairly, without IBKR quietly blacklisting me or influencing others to do it for them.
I’m still hoping they’ll choose transparency and do the right thing for a small retail client.
当我向FINRA和SEC提出善意投诉以查明原因时,IBKR进行了报复,关闭了我的主要经纪账户,并阻止我使用通过IBKR清算的其他经纪商--所以他们在幕后进行了封锁。
直到今天,IBKR仍然懦弱地拒绝对他们的报复行为给出任何真正的解释,尽管我已经多次询问并且有一个开放的FINRA案件(#164093245298)。
我不希望损失或离开IBKR -我只是想继续使用我的经纪人帐户,并被允许打开IRA和公平地使用其他经纪人,而IBKR没有悄悄地把我列入黑名单或影响其他人为他们这样做。
我仍然希望他们会选择透明度,为一个小的零售客户做正确的事情。
- 山姆
When I filed a good-faith complaint with FINRA and the SEC to find out why, IBKR retaliated by shutting down my main brokerage account and blocking me from using other brokers that clear through IBKR — so they do the blocking behind the scenes.
To this day, IBKR cowardly refuses to give any real explanation for their retaliation, even though I’ve asked repeatedly and have an open FINRA case (#164093245298).
I do not want damages or to leave IBKR — I simply want to keep using my brokerage account and be allowed to open IRAs and use other brokers fairly, without IBKR quietly blacklisting me or influencing others to do it for them.
I’m still hoping they’ll choose transparency and do the right thing for a small retail client.
— Sam